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1128 Capital, LLC

CRD 318637SEC# 801-124700Plano, TX
Export (members)
No longer SEC-registered. 1128 Capital, LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$188.2M
Employees
7
Accounts
15
Location
Plano, TX

1128 Capital, LLC assets under management

1128 Capital, LLC is an investment advisory firm registered with the SEC based in Plano, TX. It reports $188.2 million in regulatory assets under management and employs 7 people.

1128 Capital, LLC owners & executives

9 reported
NameTitleOwnershipSince
1128 Capital Holdings LLC ControlManaging MemberOver 75%2021
Sharon KohChief Executive OfficerUnder 5%2022
Vincent Michael Spreuwenberg ControlChief Compliance Officer And CioUnder 5%2021
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Frequently asked questions

How much does 1128 Capital, LLC manage?

1128 Capital, LLC reports $188.2 million in regulatory assets under management on its Form ADV.

How many employees does 1128 Capital, LLC have?

1128 Capital, LLC reports 7 employees.

Where is 1128 Capital, LLC located?

1128 Capital, LLC is based in Plano, TX.

Does 1128 Capital, LLC disclose fund performance?

1128 Capital, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address5600 Tennyson Parkway, Suite 330, Plano, TX 75024
Office hours8a.m. - 5p.m.
Discloses disciplinary historyNo

Assets under management

Discretionary$188.2M
Non-discretionary$0
Total (RAUM)$188.2M