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3fourteen & Smi Advisory Services, LLC

● SEC registered since 2024CRD 331301SEC# 801-130295Columbus, IN
Export (members)
Reg. AUM
$840M
Employees
6
Accounts
2
Location
Columbus, IN

3fourteen & Smi Advisory Services, LLC assets under management

3fourteen & Smi Advisory Services, LLC is an investment advisory firm registered with the SEC based in Columbus, IN. The firm has been registered since 2024. It reports $840 million in regulatory assets under management and employs 6 people.
View on SEC.gov ↗

3fourteen & Smi Advisory Services, LLC owners & executives

11 reported
NameTitleOwnershipSince
3fourteen Research, LLC ControlOwner50-75%2010
Eric Stephen Collier ControlPortfolio ManagerUnder 5%2024
Frederick Jacob Beerwart ControlChief Compliance OfficerUnder 5%2024
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Frequently asked questions

How much does 3fourteen & Smi Advisory Services, LLC manage?

3fourteen & Smi Advisory Services, LLC reports $840 million in regulatory assets under management on its Form ADV.

How many employees does 3fourteen & Smi Advisory Services, LLC have?

3fourteen & Smi Advisory Services, LLC reports 6 employees.

Where is 3fourteen & Smi Advisory Services, LLC located?

3fourteen & Smi Advisory Services, LLC is based in Columbus, IN and has been SEC-registered since 2024.

Does 3fourteen & Smi Advisory Services, LLC disclose fund performance?

3fourteen & Smi Advisory Services, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address4400 Ray Boll Blvd., Columbus, IN 47203
Phone800-796-4975
Office hours9a.m. To 5p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$840M
Non-discretionary$0
Total (RAUM)$840M