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5t Wealth, LLC

● SEC registered since 2003CRD 112552SEC# 801-58183Napa, CA
Export (members)
Ranks #4,342 of 5,911 private fund managers by regulatory AUM.
Reg. AUM
$283.1M
Fund GAV
$10.8M
Private funds
1
Employees
3
Accounts
541
Location
Napa, CA

5t Wealth, LLC assets under management

5t Wealth, LLC is an SEC-registered investment adviser based in Napa, CA. The firm has been registered since 2003. It reports $283.1 million in regulatory assets under management and employs 3 people. 5t Wealth, LLC manages 1 private fund with combined gross assets of $10.8 million, including 5t Wealth Partners, LP. By regulatory assets, it ranks 4,342 of 5,911 private fund managers.

5t Wealth, LLC private funds

1 funds · $10.8M GAV
FundTypeGross assetsMin.
5t Wealth Partners, LPOther Private$10.8M$1M

5t Wealth, LLC owners & executives

4 reported
NameTitleOwnershipSince
Christopher Steven Roth ControlChief Investment Officer25-50%2024
Hien L Scozzafava ControlChief Compliance & Client Services Officer (cco/Cso)10-25%2016
Margaret Krsek ControlChief Financial Officer (cfo)25-50%2009
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Frequently asked questions

How much does 5t Wealth, LLC manage?

5t Wealth, LLC reports $283.1 million in regulatory assets under management on its Form ADV.

How many private funds does 5t Wealth, LLC manage?

5t Wealth, LLC manages 1 private funds with combined gross assets of $10.8 million.

How many employees does 5t Wealth, LLC have?

5t Wealth, LLC reports 3 employees.

Where is 5t Wealth, LLC located?

5t Wealth, LLC is based in Napa, CA and has been SEC-registered since 2003.

Does 5t Wealth, LLC disclose fund performance?

5t Wealth, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address595 Coombs Street, Napa, CA 94559
Phone(707) 224-1340
Fax(707) 224-2521
Office hoursMon To Fri 8:00 - 4:30
SEC regionSan Francisco Regional Office (SFRO)
Discloses disciplinary historyYes

Assets under management

Discretionary$282.5M
Non-discretionary$571K
Total (RAUM)$283.1M

Service providers