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Adaptation Financial Advisors Inc.

● SEC registered since 2020CRD 309192SEC# 801-118982Oklahoma City, OK
Export (members)
Reg. AUM
$217.1M
Employees
4
Accounts
674
Location
Oklahoma City, OK

Adaptation Financial Advisors Inc. assets under management

Adaptation Financial Advisors Inc. is an SEC-registered investment adviser based in Oklahoma City, OK. The firm has been registered since 2020. It reports $217.1 million in regulatory assets under management and employs 4 people.
www.adaptfa.comView on SEC.gov ↗

Adaptation Financial Advisors Inc. owners & executives

8 reported
NameTitleOwnershipSince
Alan Philip Niemann ControlCeo, Chief Compliance OfficerUnder 5%2021
Apn Adaptation Financial Holdings, LLC ControlShareholderOver 75%2020
Avery Gweb Niemann ControlDirectorUnder 5%2024
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Frequently asked questions

How much does Adaptation Financial Advisors Inc. manage?

Adaptation Financial Advisors Inc. reports $217.1 million in regulatory assets under management on its Form ADV.

How many employees does Adaptation Financial Advisors Inc. have?

Adaptation Financial Advisors Inc. reports 4 employees.

Where is Adaptation Financial Advisors Inc. located?

Adaptation Financial Advisors Inc. is based in Oklahoma City, OK and has been SEC-registered since 2020.

Does Adaptation Financial Advisors Inc. disclose fund performance?

Adaptation Financial Advisors Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address700 Cedar Lake Blvd, Oklahoma City, OK 73114
Phone972-774-0700
Office hours8:30a.m. - 5:00p.m.
SEC regionFort Worth Regional Office (FWRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$217.1M
Non-discretionary$0
Total (RAUM)$217.1M