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Adirondack Financial Services Corp

● SEC registered since 2005CRD 126155SEC# 801-64779Utica, NY
Export (members)
Reg. AUM
$411.9M
Employees
16
Accounts
868
Location
Utica, NY

Adirondack Financial Services Corp assets under management

Adirondack Financial Services Corp is a registered investment adviser overseen by the SEC based in Utica, NY. The firm has been registered since 2005. It reports $411.9 million in regulatory assets under management and employs 16 people.
www.facebook.com/adirondackfinancialservicesView on SEC.gov ↗

Adirondack Financial Services Corp owners & executives

4 reported
NameTitleOwnershipSince
Harold Thomas Clark ControlBoard ChairmanOver 75%2000
John J Clark ControlChief Investment OfficerUnder 5%2011
Patricia Marie Rugari ControlCoo, Cfo & CcoUnder 5%2007
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Frequently asked questions

How much does Adirondack Financial Services Corp manage?

Adirondack Financial Services Corp reports $411.9 million in regulatory assets under management on its Form ADV.

How many employees does Adirondack Financial Services Corp have?

Adirondack Financial Services Corp reports 16 employees.

Where is Adirondack Financial Services Corp located?

Adirondack Financial Services Corp is based in Utica, NY and has been SEC-registered since 2005.

Does Adirondack Financial Services Corp disclose fund performance?

Adirondack Financial Services Corp is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address185 Genesee Street, Suite 210, Utica, NY 13501
Phone315-724-4186
Fax(315) 792-9661
Office hours8:00 a.m. - 4:30 p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyYes

Assets under management

Discretionary$367.6M
Non-discretionary$44.3M
Total (RAUM)$411.9M