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Advanced Financial Strategies Inc

● SEC registered since 2000CRD 108296SEC# 801-57835Irvine, CA
Export (members)
Reg. AUM
$241.6M
Employees
6
Accounts
404
Location
Irvine, CA

Advanced Financial Strategies Inc assets under management

Advanced Financial Strategies Inc is an SEC-registered investment adviser based in Irvine, CA. The firm has been registered since 2000. It reports $241.6 million in regulatory assets under management and employs 6 people.

Advanced Financial Strategies Inc owners & executives

1 reported
NameTitleOwnershipSince
Pierre Ngoc Ngo ControlPresident And Chief Compliance OfficerOver 75%1997

Frequently asked questions

How much does Advanced Financial Strategies Inc manage?

Advanced Financial Strategies Inc reports $241.6 million in regulatory assets under management on its Form ADV.

How many employees does Advanced Financial Strategies Inc have?

Advanced Financial Strategies Inc reports 6 employees.

Where is Advanced Financial Strategies Inc located?

Advanced Financial Strategies Inc is based in Irvine, CA and has been SEC-registered since 2000.

Does Advanced Financial Strategies Inc disclose fund performance?

Advanced Financial Strategies Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address5 Hubble, Irvine, CA 92618
Phone949-502-5333
Fax949-502-6686
Office hours9:00 a.m. - 5:00 p.m.
SEC regionLos Angeles Regional Office (LARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$241.1M
Non-discretionary$508K
Total (RAUM)$241.6M