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Advisor Financial Services Inc

● SEC registered since 2018CRD 118537SEC# 801-113326Chatham, NY
Export (members)
Reg. AUM
$56M
Employees
2
Accounts
420
Location
Chatham, NY

Advisor Financial Services Inc assets under management

Advisor Financial Services Inc is an investment advisory firm registered with the SEC based in Chatham, NY. The firm has been registered since 2018. It reports $56 million in regulatory assets under management and employs 2 people.
advisor.orgView on SEC.gov ↗

Advisor Financial Services Inc owners & executives

1 reported
NameTitleOwnershipSince
David Carl Luck ControlCcoOver 75%1995

Frequently asked questions

How much does Advisor Financial Services Inc manage?

Advisor Financial Services Inc reports $56 million in regulatory assets under management on its Form ADV.

How many employees does Advisor Financial Services Inc have?

Advisor Financial Services Inc reports 2 employees.

Where is Advisor Financial Services Inc located?

Advisor Financial Services Inc is based in Chatham, NY and has been SEC-registered since 2018.

Does Advisor Financial Services Inc disclose fund performance?

Advisor Financial Services Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1 Taconic Pl, Chatham, NY 12037
Phone518-392-3400
Fax518-444-0450
Office hours9 a.m. -3 p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$56M
Non-discretionary$0
Total (RAUM)$56M