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Aegis Capital Corp.

● SEC registered since 2010CRD 15007SEC# 801-71386New York, NY
Export (members)
Ranks #2,245 of 5,911 private fund managers by regulatory AUM.
Reg. AUM
$1.43B
Fund GAV
$161.8M
Private funds
31
Employees
270
Accounts
2,760
Location
New York, NY

Aegis Capital Corp. assets under management

Aegis Capital Corp. is a registered investment adviser overseen by the SEC based in New York, NY. The firm has been registered since 2010. It reports $1.4 billion in regulatory assets under management and employs 270 people. Aegis Capital Corp. manages 31 private funds with combined gross assets of $161.8 million, including Aegis Special Situations Fund LLC - Series Medtech II. By regulatory assets, it ranks 2,245 of 5,911 private fund managers.

Aegis Capital Corp. private funds

31 funds · $161.8M GAV
FundTypeGross assetsMin.
Aegis Special Situations Fund LLC - Series Medtech IIPrivate Equity$19.5M$100K
Aegis Special Situations Fund LLC - Series Medtech VPrivate Equity$14.8M$100K
Aegis Special Situations Fund LLC - Series Aerospace IIIPrivate Equity$13.7M$100K
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Aegis Capital Corp. owners & executives

8 reported
NameTitleOwnershipSince
Aegis Capital Holding Corp.Holding CompanyOver 75%1992
Francis J McKennaMunicipal PrincipalUnder 5%2024
George Gregory Kott ControlChief Operating OfficerUnder 5%2009
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Frequently asked questions

How much does Aegis Capital Corp. manage?

Aegis Capital Corp. reports $1.4 billion in regulatory assets under management on its Form ADV.

How many private funds does Aegis Capital Corp. manage?

Aegis Capital Corp. manages 31 private funds with combined gross assets of $161.8 million.

How many employees does Aegis Capital Corp. have?

Aegis Capital Corp. reports 270 employees.

Where is Aegis Capital Corp. located?

Aegis Capital Corp. is based in New York, NY and has been SEC-registered since 2010.

Does Aegis Capital Corp. disclose fund performance?

Aegis Capital Corp. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1345 Avenue of the Americas, 27th Floor, New York, NY 10105
Phone212-813-1010
Fax212-937-3916
Office hours5-Sep
SEC regionNew York Regional Office (NYRO)
CIK743418
Discloses disciplinary historyYes

Assets under management

Discretionary$631.9M
Non-discretionary$798.7M
Total (RAUM)$1.43B