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Affinity Investment Advisors, LLC

● SEC registered since 1992CRD 108278SEC# 801-42015Newport Beach, CA
Export (members)
Reg. AUM
$1.07B
Employees
6
Accounts
71
Location
Newport Beach, CA

Affinity Investment Advisors, LLC assets under management

Affinity Investment Advisors, LLC operates as an SEC-registered investment adviser based in Newport Beach, CA. The firm has been registered since 1992. It reports $1.1 billion in regulatory assets under management and employs 6 people.

Affinity Investment Advisors, LLC owners & executives

5 reported
NameTitleOwnershipSince
Gregory Robert Lai ControlCeo/MemberOver 75%1992
Joshua Nmn Katz ControlChief Compliance Officer, Manager Of Investment OperationsUnder 5%2020
Lai Family TrustMemberUnder 5%2020
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Frequently asked questions

How much does Affinity Investment Advisors, LLC manage?

Affinity Investment Advisors, LLC reports $1.1 billion in regulatory assets under management on its Form ADV.

How many employees does Affinity Investment Advisors, LLC have?

Affinity Investment Advisors, LLC reports 6 employees.

Where is Affinity Investment Advisors, LLC located?

Affinity Investment Advisors, LLC is based in Newport Beach, CA and has been SEC-registered since 1992.

Does Affinity Investment Advisors, LLC disclose fund performance?

Affinity Investment Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address5140 Birch Street, Suite 300, Newport Beach, CA 92660
Phone949-660-6373
Fax949-251-5666
Office hours7:00-5:30
SEC regionLos Angeles Regional Office (LARO)
CIK1520601
Discloses disciplinary historyNo

Assets under management

Discretionary$1.06B
Non-discretionary$3M
Total (RAUM)$1.07B