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AG Financial, LLC

● SEC registered since 2006CRD 140226SEC# 801-66579Salt Lake City, UT
Export (members)
Reg. AUM
$105.3M
Employees
2
Accounts
418
Location
Salt Lake City, UT

AG Financial, LLC assets under management

AG Financial, LLC operates as an SEC-registered investment adviser based in Salt Lake City, UT. The firm has been registered since 2006. It reports $105.3 million in regulatory assets under management and employs 2 people.
www.myagfinancial.comView on SEC.gov ↗

AG Financial, LLC owners & executives

1 reported
NameTitleOwnershipSince
Aaron Brian Graham ControlManaging Member/Chief Compliance OfficerOver 75%2006

Frequently asked questions

How much does AG Financial, LLC manage?

AG Financial, LLC reports $105.3 million in regulatory assets under management on its Form ADV.

How many employees does AG Financial, LLC have?

AG Financial, LLC reports 2 employees.

Where is AG Financial, LLC located?

AG Financial, LLC is based in Salt Lake City, UT and has been SEC-registered since 2006.

Does AG Financial, LLC disclose fund performance?

AG Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address2825 East Cottonwood Parkway, Suite 500, Salt Lake City, UT 84121
Phone801-990-3470
Fax801-990-3469
Office hours8:00a.m. To 5:00p.m.
SEC regionDenver Regional Office (DRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$104.9M
Non-discretionary$439K
Total (RAUM)$105.3M