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Align Financial, LLC

● SEC registered since 2025CRD 309238SEC# 801-132137Hermantown, MN
Export (members)
Reg. AUM
$101.5M
Employees
3
Accounts
233
Location
Hermantown, MN

Align Financial, LLC assets under management

Align Financial, LLC operates as an SEC-registered investment adviser based in Hermantown, MN. The firm has been registered since 2025. It reports $101.5 million in regulatory assets under management and employs 3 people.
www.align.financialView on SEC.gov ↗

Align Financial, LLC owners & executives

2 reported
NameTitleOwnershipSince
Roger Patrick Whitney ControlManaging Member25-50%2025
Tanya Lynn Nichols ControlManaging Member / Cco25-50%2020

Frequently asked questions

How much does Align Financial, LLC manage?

Align Financial, LLC reports $101.5 million in regulatory assets under management on its Form ADV.

How many employees does Align Financial, LLC have?

Align Financial, LLC reports 3 employees.

Where is Align Financial, LLC located?

Align Financial, LLC is based in Hermantown, MN and has been SEC-registered since 2025.

Does Align Financial, LLC disclose fund performance?

Align Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address4960 Miller Trunk Hwy, #600, Hermantown, MN 55811
Phone218-336-2506
Fax218-461-3506
Office hours9:00 a.m. - 5:00 p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$101.5M
Non-discretionary$0
Total (RAUM)$101.5M