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Allegiance Financial Group, Inc.

● SEC registered since 2021CRD 113826SEC# 801-122718South Portland, ME
Export (members)
Reg. AUM
$145.9M
Employees
10
Accounts
403
Location
South Portland, ME

Allegiance Financial Group, Inc. assets under management

Allegiance Financial Group, Inc. operates as an SEC-registered investment adviser based in South Portland, ME. The firm has been registered since 2021. It reports $145.9 million in regulatory assets under management and employs 10 people.
www.linkedin.com/company/richard-brothers-financial-advisorsView on SEC.gov ↗

Allegiance Financial Group, Inc. owners & executives

2 reported
NameTitleOwnershipSince
Neal Patrick Richard ControlManaging Director50-75%1997
Randall Jon Richard ControlPresident & Chief Compliance Officer50-75%1996

Frequently asked questions

How much does Allegiance Financial Group, Inc. manage?

Allegiance Financial Group, Inc. reports $145.9 million in regulatory assets under management on its Form ADV.

How many employees does Allegiance Financial Group, Inc. have?

Allegiance Financial Group, Inc. reports 10 employees.

Where is Allegiance Financial Group, Inc. located?

Allegiance Financial Group, Inc. is based in South Portland, ME and has been SEC-registered since 2021.

Does Allegiance Financial Group, Inc. disclose fund performance?

Allegiance Financial Group, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address50 Donald B. Dean Drive, Suite One, South Portland, ME 04106
Phone207-879-2352
Fax207-879-2374
Office hours8-5p.m.
SEC regionBoston Regional Office (BRO)
CIK1035159
Discloses disciplinary historyNo

Assets under management

Discretionary$141.7M
Non-discretionary$4.3M
Total (RAUM)$145.9M