| Name | Title | Ownership | Since |
|---|---|---|---|
| Alliance Financial Group, Inc. | Parent Corporation | Over 75% | 1991 |
| Liza Marie Dela Cruz Control | Chief Compliance Officer | Under 5% | 2025 |
| Randall Paul Sanada Control | President & Chief Executive Officer | Under 5% | 2022 |
Alliance Advisory & Securities, LLC reports $639.4 million in regulatory assets under management on its Form ADV.
Alliance Advisory & Securities, LLC reports 25 employees.
Alliance Advisory & Securities, LLC is based in Westlake Village, CA and has been SEC-registered since 2006.
Alliance Advisory & Securities, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 31248 E. Oak Crest Drive Ste 100, Westlake Village, CA 91361 |
| Phone | 805-371-8020 |
| Fax | 805-371-8008 |
| Office hours | 9:00 a.m. - 5:00p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
| Discretionary | $341.2M |
| Non-discretionary | $298.2M |
| Total (RAUM) | $639.4M |