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Allies Capital Management, LLC

● SEC registered since 2022CRD 319640SEC# 801-125888New York, NY
Export (members)
Reg. AUM
$25M
Employees
1
Accounts
1
Location
New York, NY

Allies Capital Management, LLC assets under management

Allies Capital Management, LLC is an SEC-registered investment adviser based in New York, NY. The firm has been registered since 2022. It reports $25 million in regulatory assets under management and employs 1 people.

Allies Capital Management, LLC owners & executives

4 reported
NameTitleOwnershipSince
Cara Marie CawoodChief Compliance OfficerUnder 5%2023
M. Klein Associates, LLC ControlOwnerOver 75%2022
Michael Klein ControlChief Executive OfficerUnder 5%2022
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Frequently asked questions

How much does Allies Capital Management, LLC manage?

Allies Capital Management, LLC reports $25 million in regulatory assets under management on its Form ADV.

How many employees does Allies Capital Management, LLC have?

Allies Capital Management, LLC reports 1 employees.

Where is Allies Capital Management, LLC located?

Allies Capital Management, LLC is based in New York, NY and has been SEC-registered since 2022.

Does Allies Capital Management, LLC disclose fund performance?

Allies Capital Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address640 Fifth Avenue 12th Floor, New York, NY 10019
Phone212-380-7500
Office hours9:00 a.m. - 5:00 p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$25M
Non-discretionary$0
Total (RAUM)$25M