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Alpha Financial Advisors, LLC

● SEC registered since 2014CRD 122545SEC# 801-79666Charlotte, NC
Export (members)
Reg. AUM
$503.1M
Employees
10
Accounts
1,473
Location
Charlotte, NC

Alpha Financial Advisors, LLC assets under management

Alpha Financial Advisors, LLC is an investment advisory firm registered with the SEC based in Charlotte, NC. The firm has been registered since 2014. It reports $503.1 million in regulatory assets under management and employs 10 people.
www.alphafa.comView on SEC.gov ↗

Alpha Financial Advisors, LLC owners & executives

2 reported
NameTitleOwnershipSince
Ann Marie Reilley Gugle ControlManaging Member / Chief Executive Officer / Chief Compliance OfficerOver 75%2010
Henry Nicholson BarringerMember5-10%2022

Frequently asked questions

How much does Alpha Financial Advisors, LLC manage?

Alpha Financial Advisors, LLC reports $503.1 million in regulatory assets under management on its Form ADV.

How many employees does Alpha Financial Advisors, LLC have?

Alpha Financial Advisors, LLC reports 10 employees.

Where is Alpha Financial Advisors, LLC located?

Alpha Financial Advisors, LLC is based in Charlotte, NC and has been SEC-registered since 2014.

Does Alpha Financial Advisors, LLC disclose fund performance?

Alpha Financial Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address11325 N Community House Rd, Suite #410, Charlotte, NC 28277-0524
Phone704-716-1100
Fax704-716-1101
Office hours9:00 a.m. To 5:00 p.m.
SEC regionAtlanta Regional Office (ARO)
CIK1972138
Discloses disciplinary historyNo

Assets under management

Discretionary$501.8M
Non-discretionary$1.3M
Total (RAUM)$503.1M