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Alpha Planning and Financial Services, Inc.

● SEC registered since 2026CRD 130842SEC# 801-135159Solon, OH
Export (members)
Reg. AUM
$108.9M
Employees
5
Accounts
560
Location
Solon, OH

Alpha Planning and Financial Services, Inc. assets under management

Alpha Planning and Financial Services, Inc. operates as an SEC-registered investment adviser based in Solon, OH. The firm has been registered since 2026. It reports $108.9 million in regulatory assets under management and employs 5 people.
www.alphaplanners.comView on SEC.gov ↗

Alpha Planning and Financial Services, Inc. owners & executives

1 reported
NameTitleOwnershipSince
Aaron Royce Simpson ControlPresident And Chief Compliance OfficerOver 75%2021

Frequently asked questions

How much does Alpha Planning and Financial Services, Inc. manage?

Alpha Planning and Financial Services, Inc. reports $108.9 million in regulatory assets under management on its Form ADV.

How many employees does Alpha Planning and Financial Services, Inc. have?

Alpha Planning and Financial Services, Inc. reports 5 employees.

Where is Alpha Planning and Financial Services, Inc. located?

Alpha Planning and Financial Services, Inc. is based in Solon, OH and has been SEC-registered since 2026.

Does Alpha Planning and Financial Services, Inc. disclose fund performance?

Alpha Planning and Financial Services, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address31005 Bainbridge Road, Suite 6, Solon, OH 44139
Phone440-519-0300
Fax440-519-0331
Office hours8:30 a.m. To 5:00 p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyYes

Assets under management

Discretionary$108.9M
Non-discretionary$0
Total (RAUM)$108.9M