PPrivate Fund Data Log in Join · $37/mo

Anchor Bay Capital, Inc.

● SEC registered since 2016CRD 116913SEC# 801-107983Carlsbad, CA
Export (members)
Reg. AUM
$219.4M
Employees
6
Accounts
191
Location
Carlsbad, CA

Anchor Bay Capital, Inc. assets under management

Anchor Bay Capital, Inc. is an investment advisory firm registered with the SEC based in Carlsbad, CA. The firm has been registered since 2016. It reports $219.4 million in regulatory assets under management and employs 6 people.
www.facebook.com/anchorbaycapitalView on SEC.gov ↗

Anchor Bay Capital, Inc. owners & executives

4 reported
NameTitleOwnershipSince
James Robert Allen ControlPresident25-50%2020
Matthew William Large ControlChief Compliance Officer10-25%2016
Scott Spiering ControlInvestment Adviser Representative, Owner25-50%1988
See all 4 owners & executives — unlock the full record.
Join to unlock · $37/mo

Frequently asked questions

How much does Anchor Bay Capital, Inc. manage?

Anchor Bay Capital, Inc. reports $219.4 million in regulatory assets under management on its Form ADV.

How many employees does Anchor Bay Capital, Inc. have?

Anchor Bay Capital, Inc. reports 6 employees.

Where is Anchor Bay Capital, Inc. located?

Anchor Bay Capital, Inc. is based in Carlsbad, CA and has been SEC-registered since 2016.

Does Anchor Bay Capital, Inc. disclose fund performance?

Anchor Bay Capital, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address5780 Fleet St., Suite 308, Carlsbad, CA 92008
Phone760-602-3470
Fax760-602-7811
Office hours6:30 a.m. To 4:30 p.m.
SEC regionLos Angeles Regional Office (LARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$216.2M
Non-discretionary$3.3M
Total (RAUM)$219.4M