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Apriem Advisors

● SEC registered since 1998CRD 108188SEC# 801-55371Irvine, CA
Export (members)
Reg. AUM
$1.23B
Employees
17
Accounts
2,597
Location
Irvine, CA

Apriem Advisors assets under management

Apriem Advisors is an SEC-registered investment adviser based in Irvine, CA. The firm has been registered since 1998. It reports $1.2 billion in regulatory assets under management and employs 17 people.

Apriem Advisors owners & executives

15 reported
NameTitleOwnershipSince
Benjamin Chiu-Fung Lau ControlVice President, Chief Investment Officer, Director, Trustee Of Lau Family Trust10-25%2010
Christopher Alan Whitaker ControlChief Wealth ManagerUnder 5%2025
Ducote Family Trust Dated 8/28/2001 ControlShareholder10-25%2010
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Frequently asked questions

How much does Apriem Advisors manage?

Apriem Advisors reports $1.2 billion in regulatory assets under management on its Form ADV.

How many employees does Apriem Advisors have?

Apriem Advisors reports 17 employees.

Where is Apriem Advisors located?

Apriem Advisors is based in Irvine, CA and has been SEC-registered since 1998.

Does Apriem Advisors disclose fund performance?

Apriem Advisors is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address19200 von Karman Avenue, Suite 1050, Irvine, CA 92612
Phone(949) 253-8888
Fax(949) 253-8891
Office hours8:00 a.m. - 5:00 p.m.
SEC regionLos Angeles Regional Office (LARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$1.22B
Non-discretionary$11.8M
Total (RAUM)$1.23B