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Aptus Financial LLC

● SEC registered since 2021CRD 280033SEC# 801-120751
Export (members)
Reg. AUM
Employees
13
Accounts
Location

Aptus Financial LLC assets under management

Aptus Financial LLC is an investment advisory firm registered with the SEC. The firm has been registered since 2021. It employs 13 people.

Aptus Financial LLC owners & executives

4 reported
NameTitleOwnershipSince
Charles Matthew Duncan ControlDirector Of Financial PlanningUnder 5%2018
Sarah Catherine Gutierrez ControlPartner And Chief Executive OfficerOver 75%2011
Stephanie Robichaux MatthewsDirector Of Financial WellnessUnder 5%2023
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Frequently asked questions

How many employees does Aptus Financial LLC have?

Aptus Financial LLC reports 13 employees.

Does Aptus Financial LLC disclose fund performance?

Aptus Financial LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Phone501-907-1993
Office hours9a.m. - 6p.m.
SEC regionFort Worth Regional Office (FWRO)
Discloses disciplinary historyYes