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Arlen Capital, LLC

● SEC registered since 2004CRD 118113SEC# 801-63038Warwick, RI
Export (members)
Reg. AUM
$331.3M
Employees
5
Accounts
691
Location
Warwick, RI

Arlen Capital, LLC assets under management

Arlen Capital, LLC is an investment advisory firm registered with the SEC based in Warwick, RI. The firm has been registered since 2004. It reports $331.3 million in regulatory assets under management and employs 5 people.
www.arlencorp.comView on SEC.gov ↗

Arlen Capital, LLC owners & executives

5 reported
NameTitleOwnershipSince
Adam McCrystal Sullivan ControlExecutive Vice PresidentUnder 5%2004
Arlen Corporation ControlOwnerOver 75%2001
Frank Peter McGoff ControlChief Compliance Officer/Executive Vice PresidentUnder 5%2001
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Frequently asked questions

How much does Arlen Capital, LLC manage?

Arlen Capital, LLC reports $331.3 million in regulatory assets under management on its Form ADV.

How many employees does Arlen Capital, LLC have?

Arlen Capital, LLC reports 5 employees.

Where is Arlen Capital, LLC located?

Arlen Capital, LLC is based in Warwick, RI and has been SEC-registered since 2004.

Does Arlen Capital, LLC disclose fund performance?

Arlen Capital, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address117 Metro Center Boulevard, Suite 2006, Warwick, RI 02886
Phone401-854-3500
Fax401-854-3509
Office hours8:30 a.m. - 5:00 p.m. (Et)
SEC regionBoston Regional Office (BRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$329.1M
Non-discretionary$2.1M
Total (RAUM)$331.3M