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Arthur Stein Financial, LLC

CRD 160627SEC# 801-131069Bethesda, MD
Export (members)
No longer SEC-registered. Arthur Stein Financial, LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$116.3M
Employees
3
Accounts
271
Location
Bethesda, MD

Arthur Stein Financial, LLC assets under management

Arthur Stein Financial, LLC is a registered investment adviser overseen by the SEC based in Bethesda, MD. It reports $116.3 million in regulatory assets under management and employs 3 people.

Arthur Stein Financial, LLC owners & executives

2 reported
NameTitleOwnershipSince
Arthur Stein ControlManaging MemberOver 75%2012
Franki BrownChief Compliance OfficerUnder 5%2022

Frequently asked questions

How much does Arthur Stein Financial, LLC manage?

Arthur Stein Financial, LLC reports $116.3 million in regulatory assets under management on its Form ADV.

How many employees does Arthur Stein Financial, LLC have?

Arthur Stein Financial, LLC reports 3 employees.

Where is Arthur Stein Financial, LLC located?

Arthur Stein Financial, LLC is based in Bethesda, MD.

Does Arthur Stein Financial, LLC disclose fund performance?

Arthur Stein Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address6701 Democracy Blvd., Suite 300, Bethesda, MD 20817
Office hours9:00 a.m. - 5:00 p.m.
Discloses disciplinary historyNo

Assets under management

Discretionary$116.3M
Non-discretionary$0
Total (RAUM)$116.3M