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Ascendant Financial Solutions, Inc.

● SEC registered since 2006CRD 116771SEC# 801-67175Flagstaff, AZ
Export (members)
Reg. AUM
$315.9M
Employees
11
Accounts
599
Location
Flagstaff, AZ

Ascendant Financial Solutions, Inc. assets under management

Ascendant Financial Solutions, Inc. is a registered investment adviser overseen by the SEC based in Flagstaff, AZ. The firm has been registered since 2006. It reports $315.9 million in regulatory assets under management and employs 11 people.

Ascendant Financial Solutions, Inc. owners & executives

7 reported
NameTitleOwnershipSince
Blake Alexander Thibault ControlDirectorUnder 5%2023
Francis Michael Heffernan ControlDirectorUnder 5%2024
Heffernan Insurance Brokers ControlShareholderOver 75%2023
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Frequently asked questions

How much does Ascendant Financial Solutions, Inc. manage?

Ascendant Financial Solutions, Inc. reports $315.9 million in regulatory assets under management on its Form ADV.

How many employees does Ascendant Financial Solutions, Inc. have?

Ascendant Financial Solutions, Inc. reports 11 employees.

Where is Ascendant Financial Solutions, Inc. located?

Ascendant Financial Solutions, Inc. is based in Flagstaff, AZ and has been SEC-registered since 2006.

Does Ascendant Financial Solutions, Inc. disclose fund performance?

Ascendant Financial Solutions, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address809 W. Riordan, Suite 104, Flagstaff, AZ 86001
Phone928-774-9598
Fax928-774-1203
Office hours7:00 a.m. To 4:00 p.m.
SEC regionLos Angeles Regional Office (LARO)
CIK1536230
Discloses disciplinary historyNo

Assets under management

Discretionary$315.9M
Non-discretionary$0
Total (RAUM)$315.9M