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Ascent Financial Group LLC

● SEC registered since 2026CRD 325706SEC# 801-135535Richmond, VA
Export (members)
Reg. AUM
$100.8M
Employees
2
Accounts
456
Location
Richmond, VA

Ascent Financial Group LLC assets under management

Ascent Financial Group LLC operates as an SEC-registered investment adviser based in Richmond, VA. The firm has been registered since 2026. It reports $100.8 million in regulatory assets under management and employs 2 people.
www.linked.com/company/ascent-financial-groupView on SEC.gov ↗

Ascent Financial Group LLC owners & executives

2 reported
NameTitleOwnershipSince
Dustin Charles Newton ControlManaging Member, Ceo And Chief Compliance OfficerOver 75%2020
Michael Patrick O'Shaughnessy ControlPartner10-25%2025

Frequently asked questions

How much does Ascent Financial Group LLC manage?

Ascent Financial Group LLC reports $100.8 million in regulatory assets under management on its Form ADV.

How many employees does Ascent Financial Group LLC have?

Ascent Financial Group LLC reports 2 employees.

Where is Ascent Financial Group LLC located?

Ascent Financial Group LLC is based in Richmond, VA and has been SEC-registered since 2026.

Does Ascent Financial Group LLC disclose fund performance?

Ascent Financial Group LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address413 Stuart Circle, Suite 220, Richmond, VA 23220
Phone804-602-2121
FaxN/A
Office hours9:00 a.m. - 4:00 p.m.
SEC regionPhiladelphia Regional Office (PLRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$100.8M
Non-discretionary$0
Total (RAUM)$100.8M