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Ashton Thomas Private Wealth, LLC

● SEC registered since 2010CRD 153902SEC# 801-71512Scottsdale, AZ
Export (members)
Reg. AUM
$4.05B
Employees
114
Accounts
6,733
Location
Scottsdale, AZ

Ashton Thomas Private Wealth, LLC assets under management

Ashton Thomas Private Wealth, LLC operates as an SEC-registered investment adviser based in Scottsdale, AZ. The firm has been registered since 2010. It reports $4.1 billion in regulatory assets under management and employs 114 people.
twitter.com/ashtonthomaspwView on SEC.gov ↗

Ashton Thomas Private Wealth, LLC owners & executives

14 reported
NameTitleOwnershipSince
Aaron Paul Brodt ControlCeoUnder 5%2010
Ashton Thomas Management LLC ControlMemberOver 75%2010
Cynthia-Elaine Leal SchlangerChief Compliance OfficerUnder 5%2025
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Frequently asked questions

How much does Ashton Thomas Private Wealth, LLC manage?

Ashton Thomas Private Wealth, LLC reports $4.1 billion in regulatory assets under management on its Form ADV.

How many employees does Ashton Thomas Private Wealth, LLC have?

Ashton Thomas Private Wealth, LLC reports 114 employees.

Where is Ashton Thomas Private Wealth, LLC located?

Ashton Thomas Private Wealth, LLC is based in Scottsdale, AZ and has been SEC-registered since 2010.

Does Ashton Thomas Private Wealth, LLC disclose fund performance?

Ashton Thomas Private Wealth, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address8605 East Raintree Drive, Suite 280, Scottsdale, AZ 85260
Phone602-732-4745
Fax602-734-5495
Office hours8:00 a.m. - 5:00 p.m.
SEC regionLos Angeles Regional Office (LARO)
Discloses disciplinary historyYes

Assets under management

Discretionary$4.05B
Non-discretionary$4.7M
Total (RAUM)$4.05B