| Name | Title | Ownership | Since |
|---|---|---|---|
| Explorer Investment Holdings, LLC Control | Member | Over 75% | 2023 |
| Joseph Anthony Lanzisera Control | President And Chief Financial Officer | Under 5% | 1997 |
| Kimberly Johnson Control | Chief Compliance Officer | Under 5% | 2025 |
Ashton Thomas Securities, LLC reports $1.7 billion in regulatory assets under management on its Form ADV.
Ashton Thomas Securities, LLC reports 75 employees.
Ashton Thomas Securities, LLC is based in Rochester, NY and has been SEC-registered since 2008.
Ashton Thomas Securities, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 200 Canal View Blvd., Suite 204, Rochester, NY 14623 |
| Phone | 800-323-3746 |
| Fax | 602-734-5495 |
| Office hours | 5-Sep |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
| Discretionary | $1.64B |
| Non-discretionary | $82.5M |
| Total (RAUM) | $1.72B |