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Asset Planning Corporation

CRD 7890SEC# 801-11448Knoxville, TN
Export (members)
No longer SEC-registered. Asset Planning Corporation appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$406.6M
Employees
9
Accounts
928
Location
Knoxville, TN

Asset Planning Corporation assets under management

Asset Planning Corporation operates as an SEC-registered investment adviser based in Knoxville, TN. It reports $406.6 million in regulatory assets under management and employs 9 people.

Asset Planning Corporation owners & executives

4 reported
NameTitleOwnershipSince
Carol OttavianoCorporate Secretary10-25%2021
Joseph Ottaviano ControlPresidentOver 75%2020
Kathy Jo Patty ControlDirector Of Client CareUnder 5%2025
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Frequently asked questions

How much does Asset Planning Corporation manage?

Asset Planning Corporation reports $406.6 million in regulatory assets under management on its Form ADV.

How many employees does Asset Planning Corporation have?

Asset Planning Corporation reports 9 employees.

Where is Asset Planning Corporation located?

Asset Planning Corporation is based in Knoxville, TN.

Does Asset Planning Corporation disclose fund performance?

Asset Planning Corporation is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address234 S. Peters Rd., Suite 102, Knoxville, TN 37923
Office hoursBy Appointment Only
Discloses disciplinary historyNo

Assets under management

Discretionary$401.5M
Non-discretionary$5.2M
Total (RAUM)$406.6M