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Asset Planning, Inc

● SEC registered since 2004CRD 111535SEC# 801-62993Los Alamitos, CA
Export (members)
Reg. AUM
$506M
Employees
6
Accounts
1,018
Location
Los Alamitos, CA

Asset Planning, Inc assets under management

Asset Planning, Inc is a registered investment adviser overseen by the SEC based in Los Alamitos, CA. The firm has been registered since 2004. It reports $506 million in regulatory assets under management and employs 6 people.
www.assetplanninginc.comView on SEC.gov ↗

Asset Planning, Inc owners & executives

3 reported
NameTitleOwnershipSince
Carol Somoano ControlVice President/Chief Compliance Officer25-50%2009
Erin Marie Nelsen ControlSecretary10-25%2019
Sandra Cheryl Field ControlPresident50-75%1989

Frequently asked questions

How much does Asset Planning, Inc manage?

Asset Planning, Inc reports $506 million in regulatory assets under management on its Form ADV.

How many employees does Asset Planning, Inc have?

Asset Planning, Inc reports 6 employees.

Where is Asset Planning, Inc located?

Asset Planning, Inc is based in Los Alamitos, CA and has been SEC-registered since 2004.

Does Asset Planning, Inc disclose fund performance?

Asset Planning, Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address4281 Katella Avenue, Suite 203, Los Alamitos, CA 90720
Phone714-827-5794
Office hours8:00 a.m. To 4:00 p.m.
SEC regionLos Angeles Regional Office (LARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$504.7M
Non-discretionary$1.3M
Total (RAUM)$506M