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Association Financial Services Inc.

● SEC registered since 2007CRD 142205SEC# 801-68446Salt Lake City, UT
Export (members)
Reg. AUM
$1.07B
Employees
17
Accounts
2,635
Location
Salt Lake City, UT

Association Financial Services Inc. assets under management

Association Financial Services Inc. is an investment advisory firm registered with the SEC based in Salt Lake City, UT. The firm has been registered since 2007. It reports $1.1 billion in regulatory assets under management and employs 17 people.

Association Financial Services Inc. owners & executives

5 reported
NameTitleOwnershipSince
Jared Charles Empey ControlChief Compliance OfficerUnder 5%2022
Mallory Adams-Faulkner ControlChief Operations OfficerUnder 5%2022
Martin Arthur Watkins ControlFounder/PresidentOver 75%2019
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Frequently asked questions

How much does Association Financial Services Inc. manage?

Association Financial Services Inc. reports $1.1 billion in regulatory assets under management on its Form ADV.

How many employees does Association Financial Services Inc. have?

Association Financial Services Inc. reports 17 employees.

Where is Association Financial Services Inc. located?

Association Financial Services Inc. is based in Salt Lake City, UT and has been SEC-registered since 2007.

Does Association Financial Services Inc. disclose fund performance?

Association Financial Services Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1935 Vine Street, Suite 120, Salt Lake City, UT 84121
Phone801-274-1820
Fax801-274-1821
Office hours9a.m. - 5p.m.
SEC regionDenver Regional Office (DRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$138.8M
Non-discretionary$935.7M
Total (RAUM)$1.07B