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Aura Finance, Inc.

CRD 318940SEC# 801-123667Covina,, CA
Export (members)
No longer SEC-registered. Aura Finance, Inc. appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$685K
Employees
3
Accounts
238
Location
Covina,, CA

Aura Finance, Inc. assets under management

Aura Finance, Inc. is an SEC-registered investment adviser based in Covina,, CA. It reports $684,936 in regulatory assets under management and employs 3 people.
View on SEC.gov ↗

Aura Finance, Inc. owners & executives

2 reported
NameTitleOwnershipSince
Courtney Carlyle Cardin ControlPresident50-75%2021
Kelsey Anne Willock ControlCeo & Cco50-75%2021

Frequently asked questions

How much does Aura Finance, Inc. manage?

Aura Finance, Inc. reports $684,936 in regulatory assets under management on its Form ADV.

How many employees does Aura Finance, Inc. have?

Aura Finance, Inc. reports 3 employees.

Where is Aura Finance, Inc. located?

Aura Finance, Inc. is based in Covina,, CA.

Does Aura Finance, Inc. disclose fund performance?

Aura Finance, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address440 N Barranca Ave, Covina,, CA 91723
Office hours9:00a.m. - 5:00p.m.
Discloses disciplinary historyNo

Assets under management

Discretionary$685K
Non-discretionary$0
Total (RAUM)$685K