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Awm Investment Company Inc

● SEC registered since 1991CRD 110346SEC# 801-40415New York, NY
Export (members)
Ranks #2,554 of 5,911 private fund managers by regulatory AUM.
Reg. AUM
$1.1B
Fund GAV
$1.1B
Private funds
8
Employees
14
Accounts
8
Location
New York, NY

Awm Investment Company Inc assets under management

Awm Investment Company Inc operates as an SEC-registered investment adviser based in New York, NY. The firm has been registered since 1991. It reports $1.1 billion in regulatory assets under management and employs 14 people. Awm Investment Company Inc manages 8 private funds with combined gross assets of $1.1 billion, including Special Situations Fund III Qp, L.P. By regulatory assets, it ranks 2,554 of 5,911 private fund managers.

Awm Investment Company Inc private funds

8 funds · $1.1B GAV
FundTypeGross assetsMin.
Special Situations Fund III Qp, L.P.Hedge$528.5M$100K
Special Situations Technology Fund II, L.P.Hedge$190.9M$100K
Special Situations Cayman Fund, L.P.Hedge$148.1M$100K
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Awm Investment Company Inc owners & executives

5 reported
NameTitleOwnershipSince
Adam Charles Stettner ControlExecutive Vice President25-50%2022
Austin Wolfe MarxeOwner5-10%2022
David Alan Reif ControlChief Compliance OfficerUnder 5%2024
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Frequently asked questions

How much does Awm Investment Company Inc manage?

Awm Investment Company Inc reports $1.1 billion in regulatory assets under management on its Form ADV.

How many private funds does Awm Investment Company Inc manage?

Awm Investment Company Inc manages 8 private funds with combined gross assets of $1.1 billion.

How many employees does Awm Investment Company Inc have?

Awm Investment Company Inc reports 14 employees.

Where is Awm Investment Company Inc located?

Awm Investment Company Inc is based in New York, NY and has been SEC-registered since 1991.

Does Awm Investment Company Inc disclose fund performance?

Awm Investment Company Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

AddressSpecial Situations Funds, 527 Madison Avenue, Suite 2600, New York, NY 10022
Phone212-319-6670
Fax212-319-6677
Office hours9:00a.m. - 5:00p.m.
SEC regionNew York Regional Office (NYRO)
CIK1535264
Discloses disciplinary historyNo

Assets under management

Discretionary$1.1B
Non-discretionary$0
Total (RAUM)$1.1B

Service providers