PPrivate Fund Data Log in Join · $37/mo

Axia Wealth Management Inc

CRD 155890SEC# 801-136859Bend, OR
Export (members)
No longer SEC-registered. Axia Wealth Management Inc appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$148M
Employees
3
Accounts
484
Location
Bend, OR

Axia Wealth Management Inc assets under management

Axia Wealth Management Inc operates as an SEC-registered investment adviser based in Bend, OR. It reports $148 million in regulatory assets under management and employs 3 people.
View on SEC.gov ↗

Axia Wealth Management Inc owners & executives

2 reported
NameTitleOwnershipSince
Chet Jay Baxter ControlPresident And Secretary50-75%2017
Richard Nelson Ambrose ControlChief Compliance Officer, Chief Executive Officer50-75%2017

Frequently asked questions

How much does Axia Wealth Management Inc manage?

Axia Wealth Management Inc reports $148 million in regulatory assets under management on its Form ADV.

How many employees does Axia Wealth Management Inc have?

Axia Wealth Management Inc reports 3 employees.

Where is Axia Wealth Management Inc located?

Axia Wealth Management Inc is based in Bend, OR.

Does Axia Wealth Management Inc disclose fund performance?

Axia Wealth Management Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address255 SW Bluff Drive, Suite 100, Bend, OR 97702
Office hours9a.m.-5p.m.
Discloses disciplinary historyNo

Assets under management

Discretionary$132.4M
Non-discretionary$15.6M
Total (RAUM)$148M