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Ball & Company Wealth Management, Inc.

● SEC registered since 2013CRD 133950SEC# 801-78146
Export (members)
Reg. AUM
$191.2M
Employees
4
Accounts
451
Location

Ball & Company Wealth Management, Inc. assets under management

Ball & Company Wealth Management, Inc. operates as an SEC-registered investment adviser. The firm has been registered since 2013. It reports $191.2 million in regulatory assets under management and employs 4 people.

Ball & Company Wealth Management, Inc. owners & executives

2 reported
NameTitleOwnershipSince
Jason Lindsay Ball ControlChief Compliance Officer50-75%2016
Jason Lindsay Ball ControlPresident/CeoOver 75%2004

Frequently asked questions

How much does Ball & Company Wealth Management, Inc. manage?

Ball & Company Wealth Management, Inc. reports $191.2 million in regulatory assets under management on its Form ADV.

How many employees does Ball & Company Wealth Management, Inc. have?

Ball & Company Wealth Management, Inc. reports 4 employees.

Does Ball & Company Wealth Management, Inc. disclose fund performance?

Ball & Company Wealth Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Phone805-376-2779
Fax805-435-3710
Office hoursBy Appointment
SEC regionAtlanta Regional Office (ARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$191.2M
Non-discretionary$0
Total (RAUM)$191.2M