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Ballast Capital Advisors LLC

● SEC registered since 2021CRD 282369SEC# 801-120829West des Moines, IA
Export (members)
Reg. AUM
$318.4M
Employees
7
Accounts
150
Location
West des Moines, IA

Ballast Capital Advisors LLC assets under management

Ballast Capital Advisors LLC is an investment advisory firm registered with the SEC based in West des Moines, IA. The firm has been registered since 2021. It reports $318.4 million in regulatory assets under management and employs 7 people.

Ballast Capital Advisors LLC owners & executives

2 reported
NameTitleOwnershipSince
Gregory George Carstensen ControlManaging Member And Chief Compliance OfficerOver 75%2016
Steven Paul HarmsChief Financial OfficerUnder 5%2017

Frequently asked questions

How much does Ballast Capital Advisors LLC manage?

Ballast Capital Advisors LLC reports $318.4 million in regulatory assets under management on its Form ADV.

How many employees does Ballast Capital Advisors LLC have?

Ballast Capital Advisors LLC reports 7 employees.

Where is Ballast Capital Advisors LLC located?

Ballast Capital Advisors LLC is based in West des Moines, IA and has been SEC-registered since 2021.

Does Ballast Capital Advisors LLC disclose fund performance?

Ballast Capital Advisors LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1200 Office Plaza Drive, West des Moines, IA 50266
Phone844-331-4662
Office hours5-Aug
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$318.4M
Non-discretionary$0
Total (RAUM)$318.4M