PPrivate Fund Data Log in Join · $37/mo

Ballast Financial Advisors, LLC

● SEC registered since 2019CRD 304430SEC# 801-117158West Chester, PA
Export (members)
Reg. AUM
$276.4M
Employees
6
Accounts
1,378
Location
West Chester, PA

Ballast Financial Advisors, LLC assets under management

Ballast Financial Advisors, LLC operates as an SEC-registered investment adviser based in West Chester, PA. The firm has been registered since 2019. It reports $276.4 million in regulatory assets under management and employs 6 people.

Ballast Financial Advisors, LLC owners & executives

2 reported
NameTitleOwnershipSince
Daniel Patrick MC Hugh ControlManaging Member50-75%2019
Joseph David Baker ControlManaging Member & Chief Compliance Officer25-50%2019

Frequently asked questions

How much does Ballast Financial Advisors, LLC manage?

Ballast Financial Advisors, LLC reports $276.4 million in regulatory assets under management on its Form ADV.

How many employees does Ballast Financial Advisors, LLC have?

Ballast Financial Advisors, LLC reports 6 employees.

Where is Ballast Financial Advisors, LLC located?

Ballast Financial Advisors, LLC is based in West Chester, PA and has been SEC-registered since 2019.

Does Ballast Financial Advisors, LLC disclose fund performance?

Ballast Financial Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address535 N. Church St., Suite 205, West Chester, PA 19380
Phone484-266-7281
Fax484-947-0808
Office hours9:00a.m.-5:00p.m.
SEC regionPhiladelphia Regional Office (PLRO)
CIK2109821
Discloses disciplinary historyYes

Assets under management

Discretionary$98.1M
Non-discretionary$178.3M
Total (RAUM)$276.4M