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Ballast, Inc.

● SEC registered since 2014CRD 152695SEC# 801-79651Lexington, KY
Export (members)
Reg. AUM
$625.2M
Employees
12
Accounts
1,798
Location
Lexington, KY

Ballast, Inc. assets under management

Ballast, Inc. is a registered investment adviser overseen by the SEC based in Lexington, KY. The firm has been registered since 2014. It reports $625.2 million in regulatory assets under management and employs 12 people.

Ballast, Inc. owners & executives

5 reported
NameTitleOwnershipSince
Andrew Joseph Reynolds ControlVice President25-50%2010
Brian Todd Burton ControlTreasurer, Director Of Portfolio Strategy5-10%2018
Cameron K Hamilton ControlSecretary, Director Of Financial Planning5-10%2018
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Frequently asked questions

How much does Ballast, Inc. manage?

Ballast, Inc. reports $625.2 million in regulatory assets under management on its Form ADV.

How many employees does Ballast, Inc. have?

Ballast, Inc. reports 12 employees.

Where is Ballast, Inc. located?

Ballast, Inc. is based in Lexington, KY and has been SEC-registered since 2014.

Does Ballast, Inc. disclose fund performance?

Ballast, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address400 East Vine St, Suite 400, Lexington, KY 40507
Phone859-226-0625
Fax859-226-0623
Office hours8:30 a.m. - 5:00 p.m.
SEC regionChicago Regional Office (CHRO)
CIK1730477
Discloses disciplinary historyNo

Assets under management

Discretionary$589.7M
Non-discretionary$35.5M
Total (RAUM)$625.2M