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Bas Capital Corp.

CRD 150430SEC# 801-136551
Export (members)
No longer SEC-registered. Bas Capital Corp. appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$117M
Employees
2
Accounts
22
Location
—

Bas Capital Corp. assets under management

Bas Capital Corp. operates as an SEC-registered investment adviser. It reports $117 million in regulatory assets under management and employs 2 people.
View on SEC.gov ↗

Bas Capital Corp. owners & executives

2 reported
NameTitleOwnershipSince
Bruce Allen Stein ControlPresident And Sole ShareholderOver 75%1997
Bruce Allen Stein ControlChief Compliance OfficerOver 75%2009

Frequently asked questions

How much does Bas Capital Corp. manage?

Bas Capital Corp. reports $117 million in regulatory assets under management on its Form ADV.

How many employees does Bas Capital Corp. have?

Bas Capital Corp. reports 2 employees.

Does Bas Capital Corp. disclose fund performance?

Bas Capital Corp. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Office hours7a.m.-7p.m.
Discloses disciplinary historyNo

Assets under management

Discretionary$117M
Non-discretionary$0
Total (RAUM)$117M