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Bauer Wealth Management Inc.

● SEC registered since 2021CRD 152977SEC# 801-122717Colorado Springs, CO
Export (members)
Reg. AUM
$177.5M
Employees
3
Accounts
570
Location
Colorado Springs, CO

Bauer Wealth Management Inc. assets under management

Bauer Wealth Management Inc. is an investment advisory firm registered with the SEC based in Colorado Springs, CO. The firm has been registered since 2021. It reports $177.5 million in regulatory assets under management and employs 3 people.
bauerheitzmann.comView on SEC.gov ↗

Bauer Wealth Management Inc. owners & executives

4 reported
NameTitleOwnershipSince
Chris Aaron FranzMember/Investment Advisor Representative5-10%2021
Daniel Carl Bauer ControlPresidentOver 75%2010
Joe Sherman BreakeyMember5-10%2021
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Frequently asked questions

How much does Bauer Wealth Management Inc. manage?

Bauer Wealth Management Inc. reports $177.5 million in regulatory assets under management on its Form ADV.

How many employees does Bauer Wealth Management Inc. have?

Bauer Wealth Management Inc. reports 3 employees.

Where is Bauer Wealth Management Inc. located?

Bauer Wealth Management Inc. is based in Colorado Springs, CO and has been SEC-registered since 2021.

Does Bauer Wealth Management Inc. disclose fund performance?

Bauer Wealth Management Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address5755 Mark Dabling Blvd, Suite 245, Colorado Springs, CO 80919
Phone719 575-9000
Office hours9:00 - 5:00
SEC regionDenver Regional Office (DRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$176.4M
Non-discretionary$1.1M
Total (RAUM)$177.5M