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Baxter Brothers Inc.

● SEC registered since 1959CRD 106548SEC# 801-1939Riverside, CT
Export (members)
Reg. AUM
$1.01B
Employees
7
Accounts
1,032
Location
Riverside, CT

Baxter Brothers Inc. assets under management

Baxter Brothers Inc. is an SEC-registered investment adviser based in Riverside, CT. The firm has been registered since 1959. It reports $1 billion in regulatory assets under management and employs 7 people.
www.baxterinvestment.comView on SEC.gov ↗

Baxter Brothers Inc. owners & executives

2 reported
NameTitleOwnershipSince
John C BaxterChief Compliance Officer25-50%2009
William Joseph Baxter ControlPresident, Secty, Treas50-75%1989

Frequently asked questions

How much does Baxter Brothers Inc. manage?

Baxter Brothers Inc. reports $1 billion in regulatory assets under management on its Form ADV.

How many employees does Baxter Brothers Inc. have?

Baxter Brothers Inc. reports 7 employees.

Where is Baxter Brothers Inc. located?

Baxter Brothers Inc. is based in Riverside, CT and has been SEC-registered since 1959.

Does Baxter Brothers Inc. disclose fund performance?

Baxter Brothers Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1030 East Putnam Avenue, Riverside, CT 06878
Phone203-637-4559
Fax203-637-9652
Office hours9a.m.-5p.m.
SEC regionBoston Regional Office (BRO)
CIK1096783
Discloses disciplinary historyNo

Assets under management

Discretionary$1.01B
Non-discretionary$0
Total (RAUM)$1.01B