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Baxter Capital Management Inc

● SEC registered since 1979CRD 105123SEC# 801-14659Indianapolis, IN
Export (members)
Reg. AUM
$2.98B
Employees
3
Accounts
13
Location
Indianapolis, IN

Baxter Capital Management Inc assets under management

Baxter Capital Management Inc is a registered investment adviser overseen by the SEC based in Indianapolis, IN. The firm has been registered since 1979. It reports $3 billion in regulatory assets under management and employs 3 people.

Baxter Capital Management Inc owners & executives

2 reported
NameTitleOwnershipSince
David Colin Smith ControlPresident/Director/Chief Compliance OfficerOver 75%2014
Gary Lee Baxter ControlChief Economist/Director/Secretary-TreasurerUnder 5%2014

Frequently asked questions

How much does Baxter Capital Management Inc manage?

Baxter Capital Management Inc reports $3 billion in regulatory assets under management on its Form ADV.

How many employees does Baxter Capital Management Inc have?

Baxter Capital Management Inc reports 3 employees.

Where is Baxter Capital Management Inc located?

Baxter Capital Management Inc is based in Indianapolis, IN and has been SEC-registered since 1979.

Does Baxter Capital Management Inc disclose fund performance?

Baxter Capital Management Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address9247 North Meridian Street Ste. 103, Indianapolis, IN 46260-1824
Phone317-706-0041
Fax317-706-0045
Office hours8:00a.m.-4:30p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Assets under management

Discretionary
Non-discretionary$2.98B
Total (RAUM)$2.98B