PPrivate Fund Data Log in Join · $37/mo

B.b. Graham & Company, Inc.

● SEC registered since 2015CRD 41533SEC# 801-106968Orange, CA
Export (members)
Reg. AUM
$196.1M
Employees
28
Accounts
303
Location
Orange, CA

B.b. Graham & Company, Inc. assets under management

B.b. Graham & Company, Inc. is an investment advisory firm registered with the SEC based in Orange, CA. The firm has been registered since 2015. It reports $196.1 million in regulatory assets under management and employs 28 people.
www.bbgraham.comView on SEC.gov ↗

B.b. Graham & Company, Inc. owners & executives

4 reported
NameTitleOwnershipSince
Bruce Edwin Graham ControlPresident, Chief Financial Officer, FinopOver 75%1996
Douglas Brad Callen ControlSenior Vice PresidentUnder 5%2010
John Wayne Jr Bettfreund ControlChief Compliance OfficerUnder 5%2014
See all 4 owners & executives — unlock the full record.
Join to unlock · $37/mo

Frequently asked questions

How much does B.b. Graham & Company, Inc. manage?

B.b. Graham & Company, Inc. reports $196.1 million in regulatory assets under management on its Form ADV.

How many employees does B.b. Graham & Company, Inc. have?

B.b. Graham & Company, Inc. reports 28 employees.

Where is B.b. Graham & Company, Inc. located?

B.b. Graham & Company, Inc. is based in Orange, CA and has been SEC-registered since 2015.

Does B.b. Graham & Company, Inc. disclose fund performance?

B.b. Graham & Company, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1700 W. Katella Ave., Orange, CA 92867
Phone(714) 628-5200
Fax714-516-3340
Office hours6:30a.m. To 2:30p.m.
SEC regionLos Angeles Regional Office (LARO)
Discloses disciplinary historyYes

Assets under management

Discretionary$49.1M
Non-discretionary$147M
Total (RAUM)$196.1M