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Bernard Caroli Wealth Management Inc.

● SEC registered since 2015CRD 174761SEC# 801-89173Rumson, NJ
Export (members)
Ranks #3,853 of 5,911 private fund managers by regulatory AUM.
Reg. AUM
$405.9M
Fund GAV
$13.1M
Private funds
1
Employees
6
Accounts
548
Location
Rumson, NJ

Bernard Caroli Wealth Management Inc. assets under management

Bernard Caroli Wealth Management Inc. is an investment advisory firm registered with the SEC based in Rumson, NJ. The firm has been registered since 2015. It reports $405.9 million in regulatory assets under management and employs 6 people. Bernard Caroli Wealth Management Inc. manages 1 private fund with combined gross assets of $13.1 million, including Bcs Family Fund, LP. By regulatory assets, it ranks 3,853 of 5,911 private fund managers.

Bernard Caroli Wealth Management Inc. private funds

1 funds · $13.1M GAV
FundTypeGross assetsMin.
Bcs Family Fund, LPOther Private$13.1M$500K

Bernard Caroli Wealth Management Inc. owners & executives

4 reported
NameTitleOwnershipSince
Christopher Paul Bernard ControlChief Compliance Officer, Director, Vice President, Shareholder25-50%2009
Craig David Cummings ControlDirector And Shareholder25-50%2018
David Baker SchiffDirector, Secretary And Shareholder10-25%2009
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Frequently asked questions

How much does Bernard Caroli Wealth Management Inc. manage?

Bernard Caroli Wealth Management Inc. reports $405.9 million in regulatory assets under management on its Form ADV.

How many private funds does Bernard Caroli Wealth Management Inc. manage?

Bernard Caroli Wealth Management Inc. manages 1 private funds with combined gross assets of $13.1 million.

How many employees does Bernard Caroli Wealth Management Inc. have?

Bernard Caroli Wealth Management Inc. reports 6 employees.

Where is Bernard Caroli Wealth Management Inc. located?

Bernard Caroli Wealth Management Inc. is based in Rumson, NJ and has been SEC-registered since 2015.

Does Bernard Caroli Wealth Management Inc. disclose fund performance?

Bernard Caroli Wealth Management Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address47 West River Road, Suite B, Rumson, NJ 07760
Phone732-291-7272
Fax732-289-9259
Office hours9 a.m. To 5 p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$405.8M
Non-discretionary$103K
Total (RAUM)$405.9M

Service providers