| Name | Title | Ownership | Since |
|---|---|---|---|
| Andrew James Christofferson | Chief Executive Officer/President | Under 5% | 2023 |
| Berthel Fisher & Company Control | 100% Owner | Over 75% | 1997 |
| Brian Rupp | Chief Financial Officer/Treasurer (a/O 11/5/2020) | Under 5% | 2023 |
Berthel, Fisher & Company Financial Services, Inc. reports $798.1 million in regulatory assets under management on its Form ADV.
Berthel, Fisher & Company Financial Services, Inc. reports 100 employees.
Berthel, Fisher & Company Financial Services, Inc. is based in Cedar Rapids, IA and has been SEC-registered since 2003.
Berthel, Fisher & Company Financial Services, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 4201 42nd Street NE, Suite 100, Cedar Rapids, IA 52402 |
| Phone | 319-447-5700 |
| Fax | 319-447-4244 |
| Office hours | Mon-Thurs: 8a.m.-5p.m.; Fri 8a.m.-4p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | Yes |
| Discretionary | $508.7M |
| Non-discretionary | $289.4M |
| Total (RAUM) | $798.1M |