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Beta Wealth Group, Inc

● SEC registered since 2012CRD 165224SEC# 801-77060San Diego, CA
Export (members)
Reg. AUM
$429M
Employees
4
Accounts
430
Location
San Diego, CA

Beta Wealth Group, Inc assets under management

Beta Wealth Group, Inc is an SEC-registered investment adviser based in San Diego, CA. The firm has been registered since 2012. It reports $429 million in regulatory assets under management and employs 4 people.

Beta Wealth Group, Inc owners & executives

3 reported
NameTitleOwnershipSince
Jodi Trabbic Vleck ControlPresidentOver 75%2009
Michael Edward VleckOwner10-25%2013
Romy Michele Brown ControlChief Compliance Officer & Chief Operations Officer/Managing PartnerUnder 5%2021

Frequently asked questions

How much does Beta Wealth Group, Inc manage?

Beta Wealth Group, Inc reports $429 million in regulatory assets under management on its Form ADV.

How many employees does Beta Wealth Group, Inc have?

Beta Wealth Group, Inc reports 4 employees.

Where is Beta Wealth Group, Inc located?

Beta Wealth Group, Inc is based in San Diego, CA and has been SEC-registered since 2012.

Does Beta Wealth Group, Inc disclose fund performance?

Beta Wealth Group, Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address11421 W. Bernardo Court, San Diego, CA 92127
Phone858-207-3377
Fax858-207-3370
Office hours7:30a.m. - 4:30p.m.
SEC regionLos Angeles Regional Office (LARO)
CIK1594417
Discloses disciplinary historyYes

Assets under management

Discretionary$429M
Non-discretionary$0
Total (RAUM)$429M