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Big Sioux Financial, Inc.

● SEC registered since 2020CRD 299593SEC# 801-118350Watertown, SD
Export (members)
Reg. AUM
$200.7M
Employees
6
Accounts
2,036
Location
Watertown, SD

Big Sioux Financial, Inc. assets under management

Big Sioux Financial, Inc. is an investment advisory firm registered with the SEC based in Watertown, SD. The firm has been registered since 2020. It reports $200.7 million in regulatory assets under management and employs 6 people.

Big Sioux Financial, Inc. owners & executives

5 reported
NameTitleOwnershipSince
David Walter Johnson ControlCo-Owner25-50%1988
Dustin Jay Padgett ControlChief Compliance Officer/Division PresidentUnder 5%2019
Ethan Paul JohnsonCo-Owner10-25%1990
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Frequently asked questions

How much does Big Sioux Financial, Inc. manage?

Big Sioux Financial, Inc. reports $200.7 million in regulatory assets under management on its Form ADV.

How many employees does Big Sioux Financial, Inc. have?

Big Sioux Financial, Inc. reports 6 employees.

Where is Big Sioux Financial, Inc. located?

Big Sioux Financial, Inc. is based in Watertown, SD and has been SEC-registered since 2020.

Does Big Sioux Financial, Inc. disclose fund performance?

Big Sioux Financial, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1401 4th St NE, Watertown, SD 57201
Phone605-882-4280
Fax605-753-0912
Office hours8:00a.m. - 5:00p.m.
SEC regionDenver Regional Office (DRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$181.7M
Non-discretionary$19M
Total (RAUM)$200.7M