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BofA Securities, Inc.

● SEC registered since 2018CRD 283942SEC# 801-112640New York, NY
Export (members)
Reg. AUM
—
Employees
317
Accounts
—
Location
New York, NY

BofA Securities, Inc. assets under management

BofA Securities, Inc. operates as an SEC-registered investment adviser based in New York, NY. The firm has been registered since 2018. It employs 317 people.
www.bankofamerica.comView on SEC.gov ↗

BofA Securities, Inc. owners & executives

11 reported
NameTitleOwnershipSince
Glen Alexander RaeChief Legal OfficerUnder 5%2019
Jennifer C StaggChief Compliance Officer / Registered Investment AdviserUnder 5%2025
Kashyap P BhatiaChief Compliance Officer / Broker DealerUnder 5%2022
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Frequently asked questions

How many employees does BofA Securities, Inc. have?

BofA Securities, Inc. reports 317 employees.

Where is BofA Securities, Inc. located?

BofA Securities, Inc. is based in New York, NY and has been SEC-registered since 2018.

Does BofA Securities, Inc. disclose fund performance?

BofA Securities, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

AddressOne Bryant Park, New York, NY 10036
Phone646-743-2734
Office hours9a.m. To 5p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyYes