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Bok Financial Securities, Inc.

● SEC registered since 1997CRD 17530SEC# 801-53600Tulsa, OK
Export (members)
Reg. AUM
$835.6M
Employees
165
Accounts
3,179
Location
Tulsa, OK

Bok Financial Securities, Inc. assets under management

Bok Financial Securities, Inc. operates as an SEC-registered investment adviser based in Tulsa, OK. The firm has been registered since 1997. It reports $835.6 million in regulatory assets under management and employs 165 people.
www.facebook.com/bokfinancialadvisorsView on SEC.gov ↗

Bok Financial Securities, Inc. owners & executives

11 reported
NameTitleOwnershipSince
Bok Financial Corporation ControlDirect Beneficial OwnerOver 75%2000
Brett Alan Dean ControlPresidentUnder 5%2012
Catherine Joanne Dodson ControlCfo/FinopUnder 5%2023
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Frequently asked questions

How much does Bok Financial Securities, Inc. manage?

Bok Financial Securities, Inc. reports $835.6 million in regulatory assets under management on its Form ADV.

How many employees does Bok Financial Securities, Inc. have?

Bok Financial Securities, Inc. reports 165 employees.

Where is Bok Financial Securities, Inc. located?

Bok Financial Securities, Inc. is based in Tulsa, OK and has been SEC-registered since 1997.

Does Bok Financial Securities, Inc. disclose fund performance?

Bok Financial Securities, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

AddressOne Williams Center, Plaza Southeast, Tulsa, OK 74102
Phone877-781-6889
Office hours8:30 a.m. - 5:00 p.m. (Cst)
SEC regionFort Worth Regional Office (FWRO)
CIK786671
Discloses disciplinary historyYes

Assets under management

Discretionary$416.3M
Non-discretionary$419.3M
Total (RAUM)$835.6M