| Name | Title | Ownership | Since |
|---|---|---|---|
| Bolton Financial Group, Inc. Control | Shareholder | Over 75% | 1999 |
| Daphne Jane Mahle Control | Chief Compliance Officer | Under 5% | 2008 |
| John Gennaro Cataldo Control | Chief Legal Officer | Under 5% | 2025 |
Bolton Securities Corp reports $7 billion in regulatory assets under management on its Form ADV.
Bolton Securities Corp reports 154 employees.
Bolton Securities Corp is based in Bolton, MA and has been SEC-registered since 2006.
Bolton Securities Corp is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 579 Main Street, Bolton, MA 01740 |
| Phone | 978.779.5361 |
| Office hours | 9:00 a.m. To 5:00 p.m. |
| SEC region | Boston Regional Office (BRO) |
| Discloses disciplinary history | Yes |
| Discretionary | $3.71B |
| Non-discretionary | $3.3B |
| Total (RAUM) | $7B |