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Boreal Capital Management LLC

● SEC registered since 2000CRD 112221SEC# 801-57604Miami, FL
Export (members)
Ranks #1,976 of 5,911 private fund managers by regulatory AUM.
Reg. AUM
$1.84B
Fund GAV
$35.2M
Private funds
1
Employees
44
Accounts
719
Location
Miami, FL

Boreal Capital Management LLC assets under management

Boreal Capital Management LLC is an investment advisory firm registered with the SEC based in Miami, FL. The firm has been registered since 2000. It reports $1.8 billion in regulatory assets under management and employs 44 people. Boreal Capital Management LLC manages 1 private fund with combined gross assets of $35.2 million, including Shield Capital Fund SPC - Gobela Sp. By regulatory assets, it ranks 1,976 of 5,911 private fund managers.

Boreal Capital Management LLC private funds

1 funds · $35.2M GAV
FundTypeGross assetsMin.
Shield Capital Fund SPC - Gobela SpOther Private$35.2M$100K

Boreal Capital Management LLC owners & executives

4 reported
NameTitleOwnershipSince
Boreal Capital Holdings USA LLC ControlDirect OwnerOver 75%2009
Joaquin Nmn Frances ControlChief Executive OfficerUnder 5%2022
Peter Botero ControlChief Compliance OfficerUnder 5%2023
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Frequently asked questions

How much does Boreal Capital Management LLC manage?

Boreal Capital Management LLC reports $1.8 billion in regulatory assets under management on its Form ADV.

How many private funds does Boreal Capital Management LLC manage?

Boreal Capital Management LLC manages 1 private funds with combined gross assets of $35.2 million.

How many employees does Boreal Capital Management LLC have?

Boreal Capital Management LLC reports 44 employees.

Where is Boreal Capital Management LLC located?

Boreal Capital Management LLC is based in Miami, FL and has been SEC-registered since 2000.

Does Boreal Capital Management LLC disclose fund performance?

Boreal Capital Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1450 Brickell Avenue, Suite 2900, Miami, FL 33131
Phone305-459-5400
Fax305-459-5401
Office hours9:00 a.m. - 5:30 p.m.
SEC regionMiami Regional Office (MIRO)
Discloses disciplinary historyYes

Assets under management

Discretionary$567.8M
Non-discretionary$1.27B
Total (RAUM)$1.84B

Service providers