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Breakwater Capital Group

● SEC registered since 2022CRD 321097SEC# 801-125704Paramus, NJ
Export (members)
Reg. AUM
$843.4M
Employees
3
Accounts
1,124
Location
Paramus, NJ

Breakwater Capital Group assets under management

Breakwater Capital Group is an investment advisory firm registered with the SEC based in Paramus, NJ. The firm has been registered since 2022. It reports $843.4 million in regulatory assets under management and employs 3 people.

Breakwater Capital Group owners & executives

4 reported
NameTitleOwnershipSince
Brewmont Capital Inc ControlShareholderOver 75%2023
Jeffrey Craig Hanson ControlPresidentUnder 5%2022
Thomas Jeremiah Mullen ControlChief Compliance OfficerUnder 5%2023
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Frequently asked questions

How much does Breakwater Capital Group manage?

Breakwater Capital Group reports $843.4 million in regulatory assets under management on its Form ADV.

How many employees does Breakwater Capital Group have?

Breakwater Capital Group reports 3 employees.

Where is Breakwater Capital Group located?

Breakwater Capital Group is based in Paramus, NJ and has been SEC-registered since 2022.

Does Breakwater Capital Group disclose fund performance?

Breakwater Capital Group is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address140 E. Ridgewood Avenue, Suite 415, Paramus, NJ 07652
Phone(551) 342-3733
Office hours8:00 a.m. - 5:00 p.m.
SEC regionNew York Regional Office (NYRO)
CIK1964309
Discloses disciplinary historyNo

Assets under management

Discretionary$843.4M
Non-discretionary$0
Total (RAUM)$843.4M