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Breakwater Capital, LLC

● SEC registered since 2020CRD 172498SEC# 801-118620Kalamazoo, MI
Export (members)
Reg. AUM
$142.6M
Employees
2
Accounts
470
Location
Kalamazoo, MI

Breakwater Capital, LLC assets under management

Breakwater Capital, LLC operates as an SEC-registered investment adviser based in Kalamazoo, MI. The firm has been registered since 2020. It reports $142.6 million in regulatory assets under management and employs 2 people.
www.breakwater.capitalView on SEC.gov ↗

Breakwater Capital, LLC owners & executives

1 reported
NameTitleOwnershipSince
Ross Michael Pollard ControlPresident & CcoOver 75%2014

Frequently asked questions

How much does Breakwater Capital, LLC manage?

Breakwater Capital, LLC reports $142.6 million in regulatory assets under management on its Form ADV.

How many employees does Breakwater Capital, LLC have?

Breakwater Capital, LLC reports 2 employees.

Where is Breakwater Capital, LLC located?

Breakwater Capital, LLC is based in Kalamazoo, MI and has been SEC-registered since 2020.

Does Breakwater Capital, LLC disclose fund performance?

Breakwater Capital, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address251 N Rose Street Suite 200, Kalamazoo, MI 49007
Phone269-903-2360
Fax269-903-2361
Office hours5-Sep
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$142.6M
Non-discretionary$0
Total (RAUM)$142.6M